福建31选7玩法:Market Regulation: Designated Contract Markets and Swap Execution Facilities

福建22选5开奖结果昨天 www.0jkv.cn image-market-regulation

NFA has provided regulatory services to designated contract markets (DCM) for more than 15 years. The Dodd-Frank Wall Street Reform Act created a new type of trading venue for standardized swaps—swap execution facilities (SEF)—each of which has self-regulatory responsibilities to monitor trading on its platform. The CFTC's SEF rules allowed these entities to contract with NFA for regulatory services. NFA entered into Regulatory Service Agreements (RSA) to perform surveillance activities with the majority of the SEFs registered with the CFTC.

In order to provide these services, NFA requires that each DCM or SEF enter into a standardized RSA with NFA.

NFA offers a menu of regulatory services:

  • Trade Practice and Market Surveillance
  • Investigations and Disciplinary Matters
  • Audit Trail Review
  • Arbitration
  • Reporting and Recordkeeping

NFA's Team

NFA's Market Regulation team includes dedicated analysts with extensive experience in the financial markets. Each member of NFA's team is a certified fraud examiner (CFE), and many are chartered financial analysts (CFA), certified public accountants (CPA), or former traders.

Contact Us for More Information Regarding Market Regulation

Edward Dasso, III
Vice-President, Market Regulation
312-781-1677
[email protected]

Lauren Brinati
Managing Director, Market Regulation
312-781-1495
[email protected]

Jane Croessmann
Managing Director, Market Regulation
312-781-1568
[email protected]

  • 学习贯彻习近平总书记对脱贫攻坚工作重要指示精神 2019-04-17
  • 重庆 民俗文化进校园(我们的节日·端午) 2019-04-17
  • 孕妇可以吹空调吗?安全须知要牢记 2019-04-16
  • 中国轨道交通产品在印度赢赞誉 2019-04-16
  • 四年前只差一步封王 俄罗斯之夏梅西能否如愿举起大力神杯 2019-04-16
  • (两会受权发布)中国人民政治协商会议第十三届全国委员会主席、副主席、秘书长、常务委员名单 2019-04-14
  • 2018年1月全国网络举报受理情况 2019-04-13
  • 地方“武教头”走进军营辅导授课 2019-04-09
  • 中石油开放日:构建智能化陕京管道 坚守环保红线  2019-04-09
  • 《生化危机2重制版》体验:它重新定义卡普空 2019-04-03
  • 网络文学专项整治 400余家违法违规网站被关闭 2019-03-31
  • 简评白玛央金的《牧羊女的傍晚》 2019-03-31
  • 汤唯孙红雷李安 盘点高考落榜的大明星 2019-03-29
  • (两会受权发布)中华人民共和国国家监察委员会主任简历 2019-03-26
  • 目前的缓和,是美国中期选举特郎普需要外交得分。 2019-03-01
  • 192| 62| 11| 583| 570| 914| 680| 585| 842| 894|